-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FadJKEhnT5kYHVFsCHtoSBnBQCsT9D4aUzRW0YBljl+JPqK5+egO15Ff3W7l0kB9 Fwpw1v3eq2vxiqKjvvPRCA== 0000893220-01-000148.txt : 20010214 0000893220-01-000148.hdr.sgml : 20010214 ACCESSION NUMBER: 0000893220-01-000148 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SAFEGUARD SCIENTIFICS INC ET AL CENTRAL INDEX KEY: 0000086115 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 231609753 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-10188 FILM NUMBER: 1538099 BUSINESS ADDRESS: STREET 1: 435 DEVON PARK DR STREET 2: 800 THE SAFEGUARD BLDG CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 6102930600 FORMER COMPANY: FORMER CONFORMED NAME: SAFEGUARD INDUSTRIES INC DATE OF NAME CHANGE: 19810525 FORMER COMPANY: FORMER CONFORMED NAME: SAFEGUARD CORP DATE OF NAME CHANGE: 19690521 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MUSSER WARREN V CENTRAL INDEX KEY: 0000935363 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 192145075 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 800 THE SAFEGUARD BUILDING STREET 2: 435 DEVON PARK DR CITY: WAYNE STATE: PA ZIP: 19087-1945 BUSINESS PHONE: 6102930600 MAIL ADDRESS: STREET 1: 800 THE SAFEGUARD BUILDING STREET 2: 435 DEVON PARK DRIVE CITY: WAYNE STATE: PA ZIP: 19087 SC 13G/A 1 w45441sc13ga.txt SCHEDULE 13G AMENDMENT 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* SAFEGUARD SCIENTIFICS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 786449-10-8 (CUSIP Number) November 29, 2000 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1 (b) [ ] Rule 13d-1 (c) [X] Rule 13d-1 (d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 2 CUSIP No. 78449-10-8 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Warren V. Musser - -------------------------------------------------------------------------------- Check the Appropriate Box if a Member of a Group (see Instructions) 2. (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power 1,576,191 Shares Beneficially ----------------------------------------------------------- Owned by 6. Shared Voting Power 0 Each Reporting ----------------------------------------------------------- Person With 7. Sole Dispositive Power 1,576,191 ----------------------------------------------------------- 8. Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,576,191(1) - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (9) 1.3%(2) - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- (1) As of December 31, 2000. (2) Based on shares outstanding as of December 31, 2000. Page 2 of 5 3 INSTRUCTIONS Item 1. (a) Name of Issuer: Safeguard Scientifics, Inc. (b) Address of Issuer's Principal Executive Offices: 800 The Safeguard Building 435 Devon Park Drive Wayne, Pennsylvania 19087 Item 2. (a) Name of Person Filing: Warren V. Musser (b) Address of Principal Business Office or, if none, Residence: 800 The Safeguard Building 435 Devon Park Drive Wayne, Pennsylvania 19087 (c) Citizenship: United States of America (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 786449-10-8 Item 3. Not Applicable Item 4. Ownership. (a) Amount Beneficially Owned (as of December 31, 2000) 1,576,191 Page 3 of 5 4 (b) Percent of Class (based on shares outstanding as of December 31, 2000) 1.3% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 1,576,191 (ii) shared power to vote or to direct the vote 0 (iii) sole power to dispose or to direct the disposition of 1,576,191 (iv) shared power to dispose or to direct the disposition of 0 Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. |X| Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of Group. N/A Item 10. Certification. N/A Page 4 of 5 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 2001 ------------------------------------- Date /s/ Warren V. Musser ------------------------------------- Signature Warren V. Musser ------------------------------------- Name/Title Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----